SEC Form 4 · accession 0001213900-16-019051
Amber Road, Inc. · AMBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
CO INVESTMENT 2000 FUND LP
10% Owner
CROSS ATLANTIC TECHNOLOGY FUND II LP
10% Owner
XATF MANAGEMENT II LP
10% Owner
Co-Invest Capital Partners Inc
10% Owner
Co-Invest Management LP
10% Owner
CO-INVESTMENT FUND II, L.P.
10% Owner
Period of report
Nov 29, 2016
Accepted (ET)
Nov 30, 2016 · 3:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per shareF1,F2 | Nov 29, 2016 | S | 153,111 | $11.50 | D | 3,603,788 | I | By Funds |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale of the shares was made by Cross Atlantic Technology Fund II, L.P. in connection with its maturity and its obligation to make distributions to its partners.
- F2Consists of. 1,610,880 shares held by The Co-Investment Fund II, L.P. and 1,922,898 shares held by The Co-Investment 2000 Fund, L.P. (the "Funds"). Donald R. Caldwell, a director of the Issuer, is a director, shareholder and officer of Cross Atlantic Capital Partners II, Inc., which is the general partner of XATF Management II, L.P., which is the general partner of Cross Atlantic Technology Fund II, L.P. Donald R. Caldwell, is director, shareholder and officer of Co-Invest Capital Partners, Inc., which is the general partner Co-Invest Management, L.P., which is the general partner of The Co-Investment 2000 Fund, L.P. Donald R. Caldwell is a director, shareholder and officer of Co-Invest Capital Partners II, Inc., which is the general partner of Co-Invest Management II, L.P., which is the general partner of The Co-Investment Fund II, L.P.
Remarks
The Reporting Persons disclaim beneficial ownership of the shares held by the Funds except to the extent of each Reporting Person's own pecuniary interest therein.