SEC Form 4 · accession 0001019056-16-001128
Amber Road, Inc. · AMBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Gagnon
10% Owner
Period of report
Feb 12, 2016
Accepted (ET)
Feb 17, 2016 · 12:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314223
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2016 | P | 4,981 | $4.47 | A | 739,502 | I | By Managing Member as General Partner of Gagnon Investment Associates |
| Common Stock | holding | — | — | — | 564,862 | D | ||
| Common Stock | holding | — | — | — | 98,821 | I | By Limited Partner of the Family Partnership | |
| Common Stock | holding | — | — | — | 127,750 | I | By Managing Member as General Partner of Darwin Partnership | |
| Common Stock | holding | — | — | — | 29,488 | I | By Neil Gagnon as Trustee of Gagnon Securities LLC Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.