SEC Form 4 · accession 0000904454-16-001141
EyePoint, Inc. · EYPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Ashton
Officer — President & CEO · Director
Period of report
Mar 18, 2016
Accepted (ET)
Mar 22, 2016 · 12:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314102
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 18, 2016 | M | 10,000 | $1.13 | A | 450,741 | D | |
| Common StockF2 | holding | — | — | — | 16,781 | I | By trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.13 | Mar 18, 2016 | M | 10,000 | D | — | Nov 18, 2018 | Common Stock | 10,000 | 80,000 | D |
Explanation of responses
- F1The option was granted on 11/18/2008 and vested in four equal annual installments beginning on the first anniversary of the date of grant.
- F2Shares held by the Paul Ashton Children's Irrevocable Trust, of which the Reporting Person's minor children are the beneficiaries. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.