SEC Form 4 · accession 0000904454-15-000766
EyePoint, Inc. · EYPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard S Ross
Officer — Vice President, Finance
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 3:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314102
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2015 | M | 1,050 | $1.81 | A | 1,050 | D | |
| Common StockF3 | Dec 1, 2015 | S | 1,050 | $4.06 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $1.81 | Dec 1, 2015 | M | 1,050 | D | — | Jun 25, 2019 | Common Stock | 1,050 | 43,950 | D |
Explanation of responses
- F1Shares sold pursuant to a Rule 10b5-1 Sales Plan adopted by the Reporting Person with respect to the Common Stock of the Issuer.
- F2The option was granted on 06/25/2009 and vested in four equal annual installments beginning on the first anniversary of the date of grant.
- F3The price reported in Column 4 is a weighted average price. 450 shares were sold at $4.05 per share, 400 shares were sold at $4.06 per share and 200 shares were sold at $4.07 per share.