SEC Form 5 · accession 0000899243-19-003415
EyePoint, Inc. · EYPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
EW Healthcare Partners, L.P.
10% Owner
Essex Woodlands Fund IX-GP, L.P.
10% Owner
Essex Woodlands IX, LLC
10% Owner
EW Healthcare Partners-A, L.P.
10% Owner
Period of report
Dec 31, 2018
Accepted (ET)
Feb 13, 2019 · 2:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314102
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1 | Sep 28, 2018 | C | 16,211,822 | $1.43 | A | 41,903,956 | D | |
| Common Stock, $0.001 par valueF1 | Sep 28, 2018 | C | 652,244 | $1.43 | A | 41,903,956 | I | EW Healthcare Partners-A L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 40,283,255 shares held by EW Healthcare Partners L.P. ("EWHP") and 1,620,701 shares held by EW Healthcare Partners-A L.P. ("EWHP-A"). Essex Woodlands Fund IX-GP, L.P. ("Fund IX-GP") is the general partner of EWHP and EWHP-A, respectively. Essex Woodlands IX, LLC (the "General Partner") is the general partner of Fund IX-GP. The General Partner holds sole voting and dispositive power over the shares held by EWHP and EWHP-A. The managers of the General Partner are Martin P. Sutter, R. Scott Barry, Ronald Eastman (also a member of the Issuer's board of directors) and Petri Vainio (collectively, the "Managers"), and may exercise voting and investment control over the shares only by the majority action of the Managers.