SEC Form 4 · accession 0000899243-17-029169
EyePoint, Inc. · EYPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy Lurker
Officer — President and CEO · Director
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314102
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 15, 2017 | A | 120,000 | A | — | — | Common Stock | 120,000 | 120,000 | D |
| Stock Option (right to buy)F3 | $1.77 | Dec 15, 2017 | A | 240,000 | A | — | Jun 27, 2027 | Common Stock | 240,000 | 240,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2The restricted stock units will vest in three equal annual installments beginning June 27, 2018. Vested shares will be delivered to the reporting person within 30 days following each respective vesting date.
- F3The option to purchase will vest and become exercisable in three equal annual installments beginning June 27, 2018.