SEC Form 4 · accession 0000899243-17-017515
EyePoint, Inc. · EYPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard S Ross
Officer — See Remarks
Period of report
Jun 27, 2017
Accepted (ET)
Jun 29, 2017 · 3:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001314102
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 27, 2017 | A | 20,000 | A | — | — | Common Stock | 20,000 | 20,000 | D |
| Stock Option (right to buy)F3 | $1.77 | Jun 27, 2017 | A | 35,000 | A | — | Jun 27, 2027 | Common Stock | 35,000 | 35,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2The restricted stock units will vest in three equal annual installments beginning June 27, 2018. Vested shares will be delivered to the reporting person within 30 days following each respective vesting date.
- F3The option to purchase will vest and become exercisable in three equal annual installments beginning June 27, 2018.
Remarks
Vice President, Finance See Exhibit 24 - Power of Attorney