SEC Form 4 · accession 0001209191-18-024141
VERIFONE SYSTEMS, INC. · PAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc E Rothman
Officer — EVP & CFO
Period of report
Apr 3, 2018
Accepted (ET)
Apr 5, 2018 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001312073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Apr 3, 2018 | M | 2,536 | $0.00 | A | 167,787 | D | |
| Common Stock, par value $0.01 per share | Apr 3, 2018 | F | 1,258 | $15.80 | D | 166,529 | D | |
| Common Stock, par value $0.01 per shareF2 | Apr 4, 2018 | M | 1,775 | $0.00 | A | 168,304 | D | |
| Common Stock, par value $0.01 per share | Apr 4, 2018 | F | 881 | $15.66 | D | 167,423 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Apr 3, 2018 | M | 2,536 | D | — | — | Common Stock, par value $0.01 per share | 2,536 | 27,899 | D |
| Restricted Stock UnitsF2 | — | Apr 4, 2018 | M | 1,775 | D | — | — | Common Stock, par value $0.01 per share | 1,775 | 12,425 | D |
Explanation of responses
- F1On April 3, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.
- F2On April 4, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.