SEC Form 4 · accession 0001209191-18-002563
VERIFONE SYSTEMS, INC. · PAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert Liu
Officer — EVP, Corp Dev & Gen Counsel
Period of report
Jan 3, 2018
Accepted (ET)
Jan 5, 2018 · 7:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001312073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jan 3, 2018 | M | 10,145 | $0.00 | A | 155,471 | D | |
| Common Stock, par value $0.01 per share | Jan 3, 2018 | F | 4,135 | $17.49 | D | 151,336 | D | |
| Common Stock, par value $0.01 per shareF2 | Jan 4, 2018 | M | 1,803 | $0.00 | A | 153,139 | D | |
| Common Stock, par value $0.01 per share | Jan 4, 2018 | F | 678 | $17.62 | D | 152,461 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 3, 2018 | M | 10,145 | D | — | — | Common Stock, par value $0.01 per share | 10,145 | 30,435 | D |
| Restricted Stock UnitsF2 | — | Jan 4, 2018 | M | 1,803 | D | — | — | Common Stock, par value $0.01 per share | 1,803 | 14,422 | D |
Explanation of responses
- F1On January 3, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.
- F2On January 4, 2018, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.