SEC Form 4 · accession 0001209191-17-064059
VERIFONE SYSTEMS, INC. · PAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert Liu
Officer — EVP, Corp Dev & Gen Counsel
Period of report
Dec 3, 2017
Accepted (ET)
Dec 5, 2017 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001312073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Dec 3, 2017 | M | 21,429 | $0.00 | A | 142,236 | D | |
| Common Stock, par value $0.01 per share | Dec 3, 2017 | F | 8,503 | $17.66 | D | 133,733 | D | |
| Common Stock, par value $0.01 per shareF1 | Dec 3, 2017 | M | 21,428 | $0.00 | A | 155,161 | D | |
| Common Stock, par value $0.01 per share | Dec 3, 2017 | F | 10,678 | $17.66 | D | 144,483 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Dec 3, 2017 | M | 21,429 | D | — | — | Common Stock, par value $0.01 per share | 21,429 | 0 | D |
| Restricted Stock UnitsF1 | — | Dec 3, 2017 | M | 21,428 | D | — | — | Common Stock, par value $0.01 per share | 21,428 | 0 | D |
Explanation of responses
- F1On December 3, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.