SEC Form 4 · accession 0001209191-17-044039
VERIFONE SYSTEMS, INC. · PAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc E Rothman
Officer — EVP & CFO
Period of report
Jul 4, 2017
Accepted (ET)
Jul 6, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001312073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jul 4, 2017 | M | 1,775 | $0.00 | A | 157,854 | D | |
| Common Stock, par value $0.01 per share | Jul 4, 2017 | F | 927 | $17.64 | D | 156,927 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jul 4, 2017 | M | 1,775 | D | — | — | Common Stock, par value $0.01 per share | 1,775 | 17,750 | D |
Explanation of responses
- F1On July 4, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.