SEC Form 4 · accession 0001209191-17-025340
VERIFONE SYSTEMS, INC. · PAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc E Rothman
Officer — EVP & CFO
Period of report
Apr 1, 2017
Accepted (ET)
Apr 4, 2017 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001312073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Apr 1, 2017 | M | 8,701 | $0.00 | A | 155,376 | D | |
| Common Stock, par value $0.01 per share | Apr 1, 2017 | F | 4,542 | $18.53 | D | 150,834 | D | |
| Common Stock, par value $0.01 per shareF2 | Apr 2, 2017 | M | 1,503 | $0.00 | A | 152,337 | D | |
| Common Stock, par value $0.01 per share | Apr 2, 2017 | F | 785 | $18.53 | D | 151,552 | D | |
| Common Stock, par value $0.01 per shareF3 | Apr 4, 2017 | M | 1,775 | $0.00 | A | 153,327 | D | |
| Common Stock, par value $0.01 per share | Apr 4, 2017 | F | 927 | $18.19 | D | 152,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Apr 1, 2017 | M | 2,507 | D | — | — | Common Stock, par value $0.01 per share | 2,507 | 0 | D |
| Restricted Stock UnitsF1 | — | Apr 1, 2017 | M | 6,194 | D | — | — | Common Stock, par value $0.01 per share | 6,194 | 6,194 | D |
| Restricted Stock UnitsF2 | — | Apr 2, 2017 | M | 1,503 | D | — | — | Common Stock, par value $0.01 per share | 1,503 | 10,521 | D |
| Restricted Stock UnitsF3 | — | Apr 4, 2017 | M | 1,775 | D | — | — | Common Stock, par value $0.01 per share | 1,775 | 19,525 | D |
Explanation of responses
- F1On April 1, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.
- F2On April 2, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.
- F3On April 4, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.