SEC Form 4 · accession 0001209191-17-001584
VERIFONE SYSTEMS, INC. · PAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert Liu
Officer — EVP, Corp Dev & Gen Counsel
Period of report
Jan 2, 2017
Accepted (ET)
Jan 4, 2017 · 8:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001312073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jan 2, 2017 | M | 3,042 | $0.00 | A | 111,654 | D | |
| Common Stock, par value $0.01 per share | Jan 2, 2017 | F | 1,333 | $18.06 | D | 110,321 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 2, 2017 | M | 1,538 | D | — | — | Common Stock, par value $0.01 per share | 1,538 | 0 | D |
| Restricted Stock UnitsF1 | — | Jan 2, 2017 | M | 1,504 | D | — | — | Common Stock, par value $0.01 per share | 1,504 | 12,024 | D |
Explanation of responses
- F1On January 2, 2017, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.