SEC Form 4 · accession 0001209191-16-153762
VERIFONE SYSTEMS, INC. · PAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert Liu
Officer — EVP, Corp Dev & Gen Counsel
Period of report
Dec 4, 2016
Accepted (ET)
Dec 6, 2016 · 7:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001312073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Dec 4, 2016 | M | 14,286 | $0.00 | A | 106,402 | D | |
| Common Stock, par value $0.01 per share | Dec 4, 2016 | F | 5,033 | $16.39 | D | 101,369 | D | |
| Common Stock, par value $0.01 per shareF1 | Dec 4, 2016 | M | 14,285 | $0.00 | A | 115,654 | D | |
| Common Stock, par value $0.01 per share | Dec 4, 2016 | F | 7,042 | $16.39 | D | 108,612 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Dec 4, 2016 | M | 14,286 | D | — | — | Common Stock, par value $0.01 per share | 14,286 | 0 | D |
| Restricted Stock UnitsF1 | — | Dec 4, 2016 | M | 14,285 | D | — | — | Common Stock, par value $0.01 per share | 14,285 | 0 | D |
Explanation of responses
- F1On December 4, 2016, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.