SEC Form 4 · accession 0001209191-16-143418
VERIFONE SYSTEMS, INC. · PAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Alspaugh
Director
Period of report
Sep 29, 2016
Accepted (ET)
Sep 30, 2016 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001312073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Sep 29, 2016 | M | 8,250 | $14.71 | A | 17,250 | D | |
| Common Stock, par value $0.01 per share | Sep 29, 2016 | S | 8,250 | $15.81 | D | 9,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $14.71 | Sep 29, 2016 | M | 8,250 | D | — | Oct 1, 2016 | Common Stock, par value $0.01 per share | 8,250 | 0 | D |
Explanation of responses
- F1The stock options underlying this grant are fully exercisable as they previously vested.