SEC Form 4 · accession 0001209191-16-131584
VERIFONE SYSTEMS, INC. · PAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc E Rothman
Officer — EVP & CFO
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001312073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jul 1, 2016 | M | 8,700 | $0.00 | A | 137,741 | D | |
| Common Stock, par value $0.01 per share | Jul 1, 2016 | F | 4,541 | $18.56 | D | 133,200 | D | |
| Common Stock, par value $0.01 per shareF2 | Jul 2, 2016 | M | 1,503 | $0.00 | A | 134,703 | D | |
| Common Stock, par value $0.01 per share | Jul 2, 2016 | F | 785 | $18.01 | D | 133,918 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jul 1, 2016 | M | 2,506 | D | — | — | Common Stock, par value $0.01 per share | 2,506 | 7,519 | D |
| Restricted Stock UnitsF1 | — | Jul 1, 2016 | M | 6,194 | D | — | — | Common Stock, par value $0.01 per share | 6,194 | 24,775 | D |
| Restricted Stock UnitsF2 | — | Jul 2, 2016 | M | 1,503 | D | — | — | Common Stock, par value $0.01 per share | 1,503 | 15,031 | D |
Explanation of responses
- F1On July 1, 2016, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.
- F2On July 2, 2016, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.