SEC Form 4 · accession 0001209191-15-073642
VERIFONE SYSTEMS, INC. · PAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc E Rothman
Officer — EVP & CFO
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 1:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001312073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Oct 1, 2015 | M | 2,506 | $0.00 | A | 115,711 | D | |
| Common Stock, par value $0.01 per share | Oct 1, 2015 | F | 1,308 | $27.34 | D | 114,403 | D | |
| Common Stock, par value $0.01 per shareF1 | Oct 1, 2015 | M | 6,193 | $0.00 | A | 120,596 | D | |
| Common Stock, par value $0.01 per share | Oct 1, 2015 | F | 3,232 | $27.34 | D | 117,364 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Oct 1, 2015 | M | 2,506 | D | — | — | Common Stock, par value $0.01 per share | 2,506 | 15,038 | D |
| Restricted Stock UnitsF1 | — | Oct 1, 2015 | M | 6,193 | D | — | — | Common Stock, par value $0.01 per share | 6,194 | 43,357 | D |
Explanation of responses
- F1On October 1, 2015, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.