SEC Form 4 · accession 0001209191-15-032332
VERIFONE SYSTEMS, INC. · PAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc E Rothman
Officer — EVP & CFO
Period of report
Apr 1, 2015
Accepted (ET)
Apr 3, 2015 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001312073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Apr 1, 2015 | M | 2,507 | $0.00 | A | 73,681 | D | |
| Common Stock, par value $0.01 per share | Apr 1, 2015 | F | 1,309 | $34.58 | D | 72,372 | D | |
| Common Stock, par value $0.01 per shareF1 | Apr 1, 2015 | M | 6,194 | $0.00 | A | 78,566 | D | |
| Common Stock, par value $0.01 per share | Apr 1, 2015 | F | 3,233 | $34.58 | D | 75,333 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Apr 1, 2015 | M | 2,507 | D | — | — | Common Stock, par value $0.01 per share | 2,507 | 20,050 | D |
| Restricted Stock UnitsF1 | $0.00 | Apr 1, 2015 | M | 6,194 | D | — | — | Common Stock, par value $0.01 per share | 6,194 | 55,744 | D |
Explanation of responses
- F1On April 1, 2015, shares of the issuer's common stock underlying these restricted stock units became deliverable without the payment of any consideration and were delivered to the reporting person.