SEC Form 4 · accession 0001209191-15-028471
VERIFONE SYSTEMS, INC. · PAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Alspaugh
Director
Period of report
Mar 20, 2015
Accepted (ET)
Mar 23, 2015 · 1:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001312073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Mar 20, 2015 | M | 3,125 | $19.99 | A | 8,125 | D | |
| Common Stock, par value $0.01 per share | Mar 20, 2015 | M | 5,500 | $11.41 | A | 13,625 | D | |
| Common Stock, par value $0.01 per shareF1 | Mar 20, 2015 | S | 8,625 | $36.04 | D | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $19.99 | Mar 20, 2015 | M | 3,125 | D | — | Sep 2, 2015 | Common Stock, par value $0.01 per share | 3,125 | 0 | D |
| Stock Options (right to buy)F2 | $11.41 | Mar 20, 2015 | M | 5,500 | D | — | Nov 3, 2015 | Common Stock, par value $0.01 per share | 5,500 | 0 | D |
Explanation of responses
- F1Shares sold between $35.98 and $36.12 per share at a weighted average price of $36.04. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares sold at each separate price.
- F2The stock options underlying this grant are fully exercisable as they previously vested.