SEC Form 4 · accession 0001311605-18-000060
Klondex Mines Unlimited Liability Co · KLDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A. Antwi
Officer — Sr. VP, Strategic Development
Period of report
Jun 18, 2018
Accepted (ET)
Jun 19, 2018 · 10:32 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 18, 2018 | M | 6,666 | $0.00 | A | 41,887 | D | |
| Common Shares | Jun 18, 2018 | F | 2,797 | $2.46 | D | 39,090 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2 | — | Jun 18, 2018 | M | 6,666 | D | — | — | Common Shares | 6,666 | 6,667 | D |
Explanation of responses
- F1Each restricted share unit represents a contingent right to receive the economic equivalent of one common share of Klondex Mines Ltd. (the "Corporation"), in cash or in shares of common stock, at the option of the Corporation.
- F2The RSUs granted on 8/12/2016 vest as follows: 1/3 on 6/17/2017, 1/3 on 6/17/2018, and 1/3 on 6/17/2019.