SEC Form 4 · accession 0001311605-18-000059
Klondex Mines Unlimited Liability Co · KLDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Lee Dahl
Officer — CFO
Period of report
Jun 18, 2018
Accepted (ET)
Jun 19, 2018 · 10:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 18, 2018 | M | 10,295 | $0.00 | A | 215,502 | D | |
| Common Shares | Jun 18, 2018 | F | 4,319 | $2.46 | D | 211,183 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2 | — | Jun 18, 2018 | M | 10,295 | D | — | — | Common Shares | 10,295 | 10,296 | D |
Explanation of responses
- F1Each restricted share unit represents a contingent right to receive the economic equivalent of one common share of Klondex Mines Ltd.
- F2The RSUs vest 1/3 on 6/17/2017, 1/3 on 6/17/2018, and 1/3 on 6/17/2019.