SEC Form 4 · accession 0001311605-18-000057
Klondex Mines Unlimited Liability Co · KLDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Andre Huet
Officer — CEO · Director
Period of report
Jun 18, 2018
Accepted (ET)
Jun 19, 2018 · 10:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 18, 2018 | M | 32,340 | $0.00 | A | 560,375 | D | |
| Common Shares | Jun 18, 2018 | F | 13,567 | $2.46 | D | 546,808 | D | |
| Common SharesF1 | Jun 18, 2018 | M | 1,007 | $0.00 | A | 8,261 | I | Joyce Huet |
| Common Shares | Jun 18, 2018 | F | 299 | $2.46 | D | 7,962 | I | Joyce Huet |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F2 | — | Jun 18, 2018 | M | 32,340 | D | — | — | Common Shares | 32,340 | 32,340 | D |
| Restricted Share UnitsF1,F2 | — | Jun 18, 2018 | M | 1,007 | D | — | — | Common Shares | 1,007 | 1,007 | I |
Explanation of responses
- F1Each restricted share unit represents a contingent right to receive the economic equivalent of one common share of Klondex Mines Ltd.
- F2The RSUs vest 1/3 on 6/17/2017, 1/3 on 6/17/2018, and 1/3 on 6/17/2019.