SEC Form 4 · accession 0001311605-17-000147
Klondex Mines Unlimited Liability Co · KLDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian W. Morris
Officer — Vice President, Exploration
Period of report
Jul 24, 2017
Accepted (ET)
Jul 25, 2017 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jul 24, 2017 | M | 3,166 | $0.00 | A | 21,849 | D | |
| Common SharesF2 | Jul 24, 2017 | F | 1,077 | $3.27 | D | 20,772 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F3 | — | Jul 24, 2017 | M | 3,166 | D | — | — | Common Shares | 3,166 | 9,500 | D |
Explanation of responses
- F1Each restricted share unit represents a contingent right to receive the economic equivalent of one common share of Klondex Mines Ltd.
- F2Represents the number of shares withheld to cover the tax liability on the vesting of the RSU grant reported in Table II.
- F3The RSUs vest 20% on 7/24/2016, 20% on 7/24/2017, and 60% on 7/24/2018.