SEC Form 4 · accession 0001311605-17-000127
Klondex Mines Unlimited Liability Co · KLDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B. Doolin Jr.
Officer — COO
Period of report
Jun 19, 2017
Accepted (ET)
Jun 21, 2017 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 19, 2017 | M | 11,943 | — | A | 90,209 | D | |
| Common SharesF2 | Jun 19, 2017 | F | 4,730 | $3.61 | D | 85,479 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF1,F3 | — | Jun 19, 2017 | M | 11,943 | D | — | — | Common Shares | 11,943 | 23,885 | D |
Explanation of responses
- F1Each restricted share unit represents a contingent right to receive the economic equivalent of one common share of Klondex Mines Ltd.
- F2Represents the number of shares withheld to cover the tax liability on the vesting of the RSU grant reported in Table II.
- F3The RSUs vest 1/3 on 6/17/2017, 1/3 on 6/17/2018, and 1/3 on 6/17/2019.