SEC Form 4 · accession 0001311605-17-000112
Klondex Mines Unlimited Liability Co · KLDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Andre Huet
Officer — CEO · Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jun 1, 2017 | P | 1,700 | $2.9335 | A | 469,093 | D | |
| Common Shares | holding | — | — | — | 3,914 | I | Joyce Huet |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person's purchase of KLDX common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 1,700 shares, with the reporting person's sale of 1,700 shares of KLDX common stock at a price of $4.6834 per share on January 3, 2017. The reporting person has agreed to pay to Klondex Mines Ltd., upon settlement of the sale, $2,974.83, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.