SEC Form 4 · accession 0001311605-17-000104
Klondex Mines Unlimited Liability Co · KLDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Haggarty
Director
Period of report
May 11, 2017
Accepted (ET)
May 12, 2017 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311605
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2017 Deferred Share UnitsF1 | — | May 11, 2017 | A | 22,523 | A | — | — | Common Shares | 22,523 | 45,046 | D |
Explanation of responses
- F1Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of Klondex Mines Ltd. The grants will expire no later than December 15th of the calendar year following the year of separation.