SEC Form 4 · accession 0001311605-17-000056
Klondex Mines Unlimited Liability Co · KLDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J. Daniel
Director
Period of report
Feb 24, 2017
Accepted (ET)
Feb 27, 2017 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 24, 2017 | M | 66,667 | $2.27 | A | 76,667 | D | |
| Common SharesF2 | Feb 24, 2017 | S | 39,684 | $5.72 | D | 36,983 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F3 | $2.27 | Feb 24, 2017 | M | 66,667 | D | Aug 23, 2015 | Jul 24, 2020 | Common Shares | 66,667 | 0 | D |
Explanation of responses
- F1Exercise price of Cdn$2.98, adjusted using Bank of Canada noon exchange rate on date of exercise.
- F2Adjusted using Bank of Canada noon exchange rate on date of sale.
- F3Granted on 7/24/2015 and vested 1/3 each on 8/23/2015, 7/24/2016, and 7/24/2017.