SEC Form 4 · accession 0001311605-17-000055
Klondex Mines Unlimited Liability Co · KLDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney A. Cooper
Director
Period of report
Feb 24, 2017
Accepted (ET)
Feb 27, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 24, 2017 | M | 100,000 | $1.56 | A | 258,043 | D | |
| Common SharesF2 | Feb 24, 2017 | S | 49,723 | $5.7589 | D | 208,320 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F3 | $1.56 | Feb 24, 2017 | M | 100,000 | D | Jul 21, 2014 | Jul 22, 2019 | Common Shares | 100,000 | 0 | D |
Explanation of responses
- F1Exercise price of Cdn$2.04, adjusted using Bank of Canada noon exchange rate on date of exercise.
- F2Adjusted using Bank of Canada noon exchange rate on date of sale.
- F3Granted on 7/21/2014 and vested 1/3 on each 8/20/2014, 7/21/2015, and 7/21/2016.