SEC Form 4 · accession 0001311605-17-000028
Klondex Mines Unlimited Liability Co · KLDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Andre Huet
Officer — CEO · Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 3, 2017 | M | 500,000 | $1.51 | A | 967,393 | D | |
| Common SharesF2 | Jan 3, 2017 | S | 500,000 | $4.6834 | D | 467,393 | D | |
| Common Shares | holding | — | — | — | 3,914 | I | Joyce Huet |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1,F3 | $1.51 | Jan 3, 2017 | M | 500,000 | D | Aug 20, 2014 | Jul 22, 2019 | Common Shares | 500,000 | 0 | D |
Explanation of responses
- F1Exercise price of Cdn$2.04, adjusted using Bank of Canada noon exchange rate on date of exercise.
- F2Sell price of Cdn$6.2936, adjusted using Bank of Canada noon exchange rate on date of transaction.
- F3Granted on 7/21/2014 and vested 1/3 on each 8/20/2014, 7/21/2015, and 7/21/2016.