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SEC Form 4/A · accession 0001144204-18-013680

Klondex Mines Unlimited Liability Co · KLDX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Period of report
Mar 2, 2018
Accepted (ET)
Mar 8, 2018 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311605

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common Shares, no par value ("Common Shares")F2,F3,F1,F4,F5,F6,F7,F8Mar 2, 2018P1,571,561$1.37A7,068,621D
Common SharesF1,F2,F3,F4,F5,F6,F7,F8Mar 2, 2018P1,571,562$1.37A9,679,316ISee footnotes

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

Remarks

Each of Waterton Global Resource Management, Inc., Waterton Mining Parallel Fund Offshore GP Corp., Waterton Nevada Splitter, LLC, Waterton Precious Metals Fund II Cayman, LP, Waterton Global Resource Management, LP and Waterton Global Resource Management Cayman Corp. (collectively, the "Entities") is also a reporting person. Since the SEC's filing system will not accept CIK and CCC codes from more than ten joint filers of a report, Waterton Mining Parallel Fund Offshore Master, LP and the Entities have filed a separate Form 4 that relates to the same securities reported herein. Thus, in total, there are 12 joint filers: the Entities, Waterton Mining Parallel Fund Offshore Master, LP and each of the other persons that is a signatory to this Form 4.