SEC Form 4 · accession 0001209191-18-028387
Castle Brands Inc · ROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mariani Maria Alejandra Pena
Officer — SVP-Marketing
Period of report
May 4, 2018
Accepted (ET)
May 7, 2018 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2018 | F | 7,669 | $1.24 | D | 142,331 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to satisfy tax withholding obligations pertaining to the vesting of certain shares of restricted stock.