SEC Form 4 · accession 0001209191-16-115096
Castle Brands Inc · ROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Lampen
Officer — President and CEO · Director
Period of report
Apr 20, 2016
Accepted (ET)
Apr 21, 2016 · 7:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 20, 2016 | P | 8,500 | $0.85 | A | 1,257,320 | D | |
| Common Stock | holding | — | — | — | 960,000 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.