SEC Form 4 · accession 0001209191-15-080139
Castle Brands Inc · ROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Lampen
Officer — President and CEO · Director
Period of report
Nov 13, 2015
Accepted (ET)
Nov 16, 2015 · 8:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2015 | P | 10,000 | $1.36 | A | 1,071,720 | D | |
| Common Stock | holding | — | — | — | 960,000 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.