SEC Form 4 · accession 0001209191-15-027325
Castle Brands Inc · ROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Andrews
Director
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 8:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2015 | G | 30,000 | $0.00 | D | 2,847,659 | D | |
| Common StockF1 | Mar 16, 2015 | P | 1,900 | $1.20 | A | 2,849,559 | D | |
| Common StockF1 | Mar 16, 2015 | P | 18,100 | $1.21 | A | 2,867,659 | D | |
| Common Stock | holding | — | — | — | 686,684 | I | Held By IRA | |
| Common StockF2 | holding | — | — | — | 1,183,079 | I | By Knappogue Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares of Common Stock held jointly with the reporting person's spouse.
- F2The reporting person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.