SEC Form 4 · accession 0001628280-26-057799
Lazard, Inc. · LAZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy Farr
Officer — Chief Financial Officer
Period of report
Aug 14, 2026
Accepted (ET)
Aug 18, 2026 · 6:58 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001311370
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F4,F3 | $0.00 | Aug 14, 2026 | A | 426 | A | — | — | Common Stock | 426 | 38,395 | D |
Explanation of responses
- F1Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.
- F2Each RSU represents a contingent right to receive one share of Common Stock.
- F3Of these RSUs, 233 will vest on or around March 1, 2027, 146 will vest on or around March 1, 2028, and 47 will vest on or around March 1, 2029.
- F4Amount excludes 2,889 shares of Common Stock directly or indirectly beneficially owned by the reporting person.