SEC Form 4 · accession 0001311370-17-000023
Lazard, Inc. · LAZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominick Ragone
Officer — Chief Accounting Officer
Period of report
Mar 6, 2017
Accepted (ET)
Mar 8, 2017 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Class A Common StockF1,F2 | Mar 6, 2017 | A | 5,233 | $0.00 | A | 11,405 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2019 and approximately 67% will vest on or around March 2, 2020.
- F2Amount excludes 4,513 shares of Class A Common Stock and 15,798 Restricted Stock Units beneficially owned by the reporting person.