SEC Form 4 · accession 0001311370-16-000089
Lazard, Inc. · LAZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Hoffman
Officer — General Counsel
Period of report
Aug 9, 2016
Accepted (ET)
Aug 11, 2016 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Aug 9, 2016 | S | 42,000 | $34.9155 | D | 30,424 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects a weighted average purchase price of $34.9155 per share, at prices ranging between $35.042 and $34.641 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- F2Amount excludes 33,518 Performance-based Restricted Stock Units and 14,483 Restricted Stock Units beneficially owned by the reporting person.