SEC Form 4 · accession 0001311370-15-000014
Lazard, Inc. · LAZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominick Ragone
Officer — Chief Accounting Officer
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1 | Mar 2, 2015 | M | 187 | — | A | 187 | D | |
| Class A common stockF2 | Mar 2, 2015 | F | 70 | $50.88 | D | 117 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | — | Mar 2, 2015 | M | 187 | D | Mar 2, 2015 | Mar 2, 2015 | Class A common stock | 187 | 8,961 | D |
Explanation of responses
- F1Shares of Class A common stock were acquired upon the vesting of the relevant portion of a prior grant of Restricted Stock Units ("RSUs") awarded with respect to compensation for 2012.
- F2Represents shares of Class A common stock withheld by the Company to cover estimated taxes arising from the vesting of RSUs.
- F3Each RSU represented or represents a contingent right to receive one share of Class A common stock.