SEC Form 4 · accession 0001311370-15-000008
Lazard, Inc. · LAZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominick Ragone
Officer — Chief Accounting Officer
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311370
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Feb 19, 2015 | A | 229 | A | — | — | Class A common stock | 229 | 9,148 | D |
Explanation of responses
- F1Additional Restricted Stock Units were acquired pursuant to the dividend equivalent reinvestment provisions of the underlying Restricted Stock Unit awards.
- F2Each Restricted Stock Unit represents a contingent right to receive one share of Class A common stock of Lazard Ltd.
- F3Of the 229 Restricted Stock Units acquired, 5 will vest on March 2, 2015, 47 will vest on or around March 1, 2016, 109 will vest on or around March 1, 2017 and 68 will vest on or around March 1, 2018.