SEC Form 4 · accession 0001311370-15-000004

Lazard, Inc. · LAZ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Feb 19, 2015

Accepted (ET)

Feb 23, 2015 · 5:04 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001311370

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance-based Restricted Stock Units^F1,F2,F3	—	Feb 19, 2015	A	76,949	A	—	—	Class A common stock	76,949	96,435	D
Restricted Stock Units^F4,F6,F2,F5	—	Feb 19, 2015	A	8,058	A	—	—	Class A common stock	8,058	152,036	D

F1Represents prior grants of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2012 and 2013 for which performance conditions have been satisfied. These grants were previously reflected in Lazard Ltd's proxy statements for the relevant years.
F2Each PRSU (the performance conditions of which have been satisfied) and each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock of Lazard Ltd.
F3Of these PRSUs, 22,098 will vest on March 2, 2015, 44,196 will vest on or around March 1, 2016 and 10,655 will vest on or around March 1, 2017.
F4Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU and RSU awards.
F5Of these RSUs, 2,191 will vest on March 2, 2015, 1,629 will vest on or around March 1, 2016, 1,107 will vest on or around March 1, 2017, 1,110 will vest on or around March 1, 2018 and 2,021 will vest on or around March 1, 2019.
F6Amounts exclude 190,779 shares of Class A common stock of Lazard Ltd beneficially owned by the reporting person.