SEC Form 4 · accession 0001311370-15-000001
Lazard, Inc. · LAZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominick Ragone
Officer — Chief Accounting Officer
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311370
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 11, 2015 | A | 4,008 | A | — | — | Class A common stock | 4,008 | 8,919 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of Class A common stock of Lazard Ltd.
- F2The Restricted Stock Units will vest in two tranches: approximately 34% will vest on or around March 1, 2017 and approximately 66% will vest on or around March 1, 2018.