SEC Form 4 · accession 0001209191-19-018579
Lazard, Inc. · LAZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominick Ragone
Officer — Chief Accounting Officer
Period of report
Mar 7, 2019
Accepted (ET)
Mar 11, 2019 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Class A Common StockF1,F2 | Mar 7, 2019 | A | 8,721 | $0.00 | A | 12,210 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2021 and approximately 67% will vest on or around March 1, 2022.
- F2Amount excludes 17,824 shares of unrestricted Class A Common Stock and 17,869 Restricted Stock Units directly or indirectly beneficially owned by the reporting person.