SEC Form 4 · accession 0001209191-19-017104

Lazard, Inc. · LAZ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Accounting Officer

Period of report

Mar 1, 2019

Accepted (ET)

Mar 5, 2019 · 7:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001311370

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Mar 1, 2019	M	180	—	A	9,594	D
Class A Common Stock^F2,F3	Mar 1, 2019	F	89	$37.43	D	9,505	D
Class A Common Stock^F1	Mar 1, 2019	M	7,268	—	A	16,773	D
Restricted Class A Common Stock^F1	Mar 1, 2019	M	5,859	—	D	3,489	D
Class A Common Stock^F1	Mar 1, 2019	M	5,859	—	A	22,632	D
Class A Common Stock^F2,F3	Mar 1, 2019	F	4,808	$37.43	D	17,824	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F4,F5,F6	—	Mar 1, 2019	A	610	A	—	—	Class A Common Stock	610	25,317	D
Restricted Stock Units^F5	—	Mar 1, 2019	M	180	D	Mar 1, 2019	Mar 1, 2019	Class A Common Stock	180	25,137	D
Restricted Stock Units^F5	—	Mar 1, 2019	M	7,268	D	Mar 1, 2019	Mar 1, 2019	Class A Common Stock	7,268	17,869	D

F1Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.
F2Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs and Restricted Class A Common Stock, as applicable.
F3Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of RSUs and Restricted Class A Common Stock referenced in Footnote (1).
F4Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.
F5Each RSU represents a contingent right to receive one share of Class A Common Stock.
F6Of these RSUs, 180 vested on March 1, 2019, 140 will vest on or around March 2, 2020, 155 will vest on or around March 1, 2021, and 135 will vest on or around March 1, 2022.