SEC Form 4 · accession 0001209191-18-013569
Lazard, Inc. · LAZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominick Ragone
Officer — Chief Accounting Officer
Period of report
Feb 23, 2018
Accepted (ET)
Feb 26, 2018 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311370
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F4,F3 | — | Feb 23, 2018 | A | 684 | A | — | — | Class A Common Stock | 684 | 21,926 | D |
Explanation of responses
- F1Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.
- F2Each RSU represents a contingent right to receive one share of Class A Common Stock.
- F3Of these RSUs, 185 will vest on or around March 1, 2018, 220 will vest on or around March 1, 2019, 172 will vest on or around March 2, 2020 and 107 will vest on or around March 1, 2021.
- F4Amount excludes 4,513 shares of Class A Common Stock and 11,405 shares of Restricted Class A Common Stock directly or indirectly beneficially owned by the reporting person.