SEC Form 4 · accession 0001209191-18-013567

Lazard, Inc. · LAZ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Operating Officer

Period of report

Feb 22, 2018

Accepted (ET)

Feb 26, 2018 · 6:21 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001311370

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance-based Restricted Stock Units^F1,F2,F3	—	Feb 22, 2018	A	171,119	A	—	—	Class A Common Stock	171,119	240,897	D
Restricted Stock Units^F4,F5,F7,F6	—	Feb 23, 2018	A	15,868	A	—	—	Class A Common Stock	15,868	56,709	D

F1Represents prior grants of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2014, 2015 and 2016 for which performance conditions have been satisfied. The grants were previously reflected in the Company's proxy statements covering the relevant years.
F2Each PRSU (the performance conditions of which have been satisfied) represents a contingent right to receive one share of Class A Common Stock.
F3Of these PRSUs, 115,864 will vest on or around March 1, 2018, 31,155 will vest on or around March 1, 2019, and 24,100 will vest on or around March 2, 2020.
F4Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards.
F5Each RSU represents a contingent right to receive one share of Class A Common Stock.
F6Of these RSUs, 5,465 will vest on or around March 1, 2018, 4,601 will vest on or around March 1, 2019, 3,300 will vest on or around March 2, 2020 and 2,502 will vest on or around March 1, 2021.
F7Amount excludes 101,184 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.