SEC Form 4 · accession 0000950157-17-000654
Lazard, Inc. · LAZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander F. Stern
Officer — Chief Operating Officer
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311370
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | May 11, 2017 | S | 65,000 | $44.747 | D | 101,184 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects a weighted average purchase price of $44.747 per share, at prices ranging from $44.63 to $44.82 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- F2Amount excludes 69,778 Performance-based Restricted Stock Units and 31,570 Restricted Stock Units beneficially owned by the reporting person.