SEC Form 5 · accession 0001311241-15-000010
INTERMOLECULAR INC · IMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce M McWilliams
Officer — President and CEO · Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 2:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1 | Jun 13, 2014 | A | 40,000 | $0.00 | A | 40,000 | D | |
| Common Stock, $0.001 par value | holding | — | — | — | 102,217 | I | Bruce McWilliams Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $2.29 | Jun 13, 2014 | A | 75,000 | A | — | Jun 12, 2024 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1At the time of this award, Dr. McWilliams was serving only as a Director.
- F2The shares vest and become exercisable in a single installment on June 13, 2015.