SEC Form 4/A · accession 0001311241-15-000004
INTERMOLECULAR INC · IMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Scot Griffin
Officer — SVP Business Operations
Period of report
Oct 12, 2014
Accepted (ET)
Jan 22, 2015 · 8:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311241
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $2.25 | Oct 12, 2014 | A | 480,000 | A | — | Oct 11, 2024 | Common Stock | 480,000 | 480,000 | D |
Explanation of responses
- F1THIS AMENDED FORM 4 DOES NOT REFLECT ANY NEW TRANSACTIONS. IT IS BEING FILED TO CORRECT THE TRANSACTION DATE IN COLUMN 3 AND THE EXPIRATION DATE IN COLUMN 6.
- F2Twenty-five percent (25%) of the original number of shares subject to the stock option shall vest and become exercisable on the first anniversary of the Vesting Commencement Date and 1/48th of the original number of shares subject to the stock option shall vest and become exercisable on each monthly anniversary of the Vesting Commencement Date thereafter, so that all of the shares subject to the stock option shall be vested and exercisable on the fourth anniversary of the Vesting Commencement Date, subject to the Optionee's continuous service to the Company through each vesting date. The stock option shall be subject to additional vesting provisions contained within the Change in Control and Severance Agreement between the Company and the Optionee.