SEC Form 4 · accession 0001209191-19-016027
INTERMOLECULAR INC · IMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Redpoint Ventures II, LLC
10% Owner
Redpoint Associates II, LLC
10% Owner
Redpoint Ventures II, L.P.
10% Owner
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 7:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2019 | S | 171,045 | $1.00 | D | 7,252,346 | I | By Redpoint Ventures II, L.P. |
| Common StockF2 | Feb 28, 2019 | S | 3,955 | $1.00 | D | 167,693 | I | By Redpoint Associates II, LLC |
| Common StockF1 | Mar 1, 2019 | S | 24,435 | $1.00 | D | 7,227,911 | I | By Redpoint Ventures II, L.P. |
| Common StockF2 | Mar 1, 2019 | S | 565 | $1.00 | D | 167,128 | I | By Redpoint Associates II, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are owned by Redpoint Ventures II, L.P. ("RV II"). Redpoint Ventures II, LLC ("RV II LLC") serves as the sole General Partner of RV II. As such, RV II LLC has voting and investment control over the shares owned by RV II, and may be deemed to beneficially own the shares held by RV II. RV II LLC owns no securities of the Issuer directly. RV II LLC disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest therein.
- F2The shares are owned by Redpoint Associates II, LLC, which is under common control with RV II LLC.