SEC Form 4 · accession 0001209191-19-012070
INTERMOLECULAR INC · IMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil S Subin
10% Owner
Period of report
Feb 20, 2019
Accepted (ET)
Feb 21, 2019 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 20, 2019 | S | 1,405 | $1.0953 | D | 1,470,311 | I | By MBM - Trust A-4 |
| Common StockF1,F2,F3 | Feb 20, 2019 | S | 1,405 | $1.0953 | D | 1,470,311 | I | By LIM III- Trust A-4 |
| Common StockF1,F2,F3 | Feb 20, 2019 | S | 306 | $1.0953 | D | 319,830 | I | By Trust A-3 - Lloyd I. Miller |
| Common StockF1,F2,F3 | Feb 20, 2019 | S | 1,698 | $1.0953 | D | 1,779,213 | I | By Milfam II L.P. |
| Common StockF1,F2,F3 | Feb 20, 2019 | S | 14 | $1.0953 | D | 14,135 | I | By Milfam I L.P. |
| Common StockF1,F2,F3 | Feb 20, 2019 | S | 67 | $1.0953 | D | 70,301 | I | By Lloyd I. Miller, III Revocable Trust |
| Common StockF1,F2,F3 | Feb 20, 2019 | S | 47 | $1.0953 | D | 49,271 | I | By LIMFAM LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.09 to $1.12 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- F2Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
- F3The reporting person succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. The reporting person also serves as trustee of a number of Miller family trusts.